Search Results: 5 vacancies
...SUMMARY:
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POSITION INFO:
Position : Compliance Officer Team Leader
Location : Claremont offices, Cape Town
Type : Full... ...compliance policies and procedures.
Conduct regular audits and risk assessments.
Provide training and support to team members on...
R 480,000 - 600,000 pa
...clients when requested.
Consistently re-evaluate the client risk profile and financial needs.
Provide a comprehensive service... ...new developments in industry) and tied with case study.
Compliance:
~ Ensure all relevant information is obtained from client...
...returns. Identifies new business opportunities, take calculated risks; and generate innovative and creative ideas for implementing... ...order to maintain a harmonious labour environment.
# Legislative compliance and corporate governance: Ensure legal compliance with all...
...on identified priorities within the team
IT Operational monitoring and reporting
Identify, minimize and escalate potential IT risks and opportunities in IT Operations
Ensure effective business alignment by developing and maintaining effective relationships with...
R 350,000 - 450,000 pa
...~ Reporting on brokerage allocations, rating of execution by various brokers in determining brokerage allocation.
Compliance:
~ Maintain communications with compliance relating to possible breaches and the rectification of such.
General:...