Search Results: 4 vacancies
...assurance.
General duties: Handle administrative tasks, assist with calls and queries, and develop policies and procedures to ensure regulatory compliance in education and training.
Quality assurance: Implement quality assurance systems, monitor training compliance,...
...Quick Recommended Links Requirements
~ Matric/ N4 Equivalent Qualification.
~ FAIS requirements based on DOFA date
~ Relevant regulatory examinations if you are already working in the financial services industry.
~5 years’ experience for individuals with matric...
...and creates a climate for optimal performance.
The role calls for formal in-house training, the completion of the prescribed Regulatory exams, and accreditation with the Financial Services Regulatory authority and requires continuous professional development.
What...
...Qualification and Experience
Grade 12
Financial Advisory and Intermediary Services Act (FAIS) "Fit and Proper" requirements and Regulatory Examination successfully completed if registered with Financial Sector Conduct Authority (FSCA) for more than 24 months....