...investment structures and implementation of new structures for future transactions
Other examples (not exhaustive)
Assisting with AML / KYC requests
Reviewing / issuing NDAs
Reviewing engagement letters and other legal documents
Skills & Experience:...
...Analyst is to develop the capability to address party due diligence in a manner that will enable the business to meet the requirements of AML/CFT standards, and other regulatory requirements that expressly or implicitly require such due diligence prior to transacting and...
...credit providers, financial service providers (insurance) and accountable institutions (FICA)
Excellent understanding of FICA and AML
Good knowledge of POPI Act and data management requirements
Knowledge and experience of operational insurance compliance requirements...
...statutory obligations are complied with.
Adhere to Risk & Associated Compliance procedures in relation to regulatory requirements and AML legislation in particular to Cayman Islands.
Adhere to CPD requirements in accordance with qualification level and in-house...
...Hospitality Program
Take responsibility for ensuring Contractors are trained or have access to training on administrative, product and AML matter
Assist in delivering the service model through in person and online engagement
Visiting accounts or attending events...
Helderberg Personnel
Western Cape
5 days ago
...understanding of international financial markets and market data in terms of instruments, pricing and corporate actions
~Knowledge of KYC and AML legislation and regulations applicable to onboarding new clients
Personal Attributes
~Strong numerical orientation
~Highly...
...complex regulatory landscapes and deliver practical solutions will be essential in this dynamic role. You will focus on KYC CDD and AML.
What you'll need
To succeed in this role you'll need sound experience of at least 5 years in the financial services industry...
...team in developing the capability to address party due diligence in a manner that will enable the business to meet the requirements of AML/CFT standards, and other regulatory requirements that expressly or implicitly require such due diligence during the course of the...
...the implementation and improvement of processes and tools to monitor, analyse, and report on key risk/compliance issues and projects (AML/CFT; data privacy, 3rd party risk management, etc.)
• Be pro-active in identifying and reporting on material risks and any...
...AML Administrator Cape Town CBD
Well established compan y in Cape Town CBD is looking for a n AML / Anti Money Laundering Administrator with at least 3-5 years’ experience in a si milar role.
Salary : Market related (Depending on Experience and Qualification...
...register and company information on GreatSoft, preparation of share certificates and share transfer forms
· Attending to FICA, KYC and AML queries and maintaining up to date information on trusts, companies, directors, and beneficial owners
· Maintaining group structure...
...compliance team during times of increased work. You will support the compliance team with general administration tasks focusing on:
AML Reviews
Sanction screening via Dow Jones & Google searches
CMP Testing Key duties and responsibilities: AML Reviews Undertaking periodic...
J.A.Z Recruitment
Somerset West, Western Cape
3 days ago
...Work alongside the Compliance department to ensure that all regulatory obligations are met with respect to the Anti-Money Laundering (AML) process for new clients
Conduct post onboarding hand-over meetings with the relevant departments internally
Co-ordinate the...
CA Financial Appointments
Cape Town, Western Cape
27 days ago
...Work alongside the Compliance department to ensure that all regulatory obligations are met with respect to the Anti-Money Laundering (AML) process for new clients
~Be responsible for sending regular, clear, and detailed updates to the business with regards to the...
Rory Mackie & Associates
Cape Town, Western Cape
25 days ago
...by experience, we want to hear from you, too!
Must have a solid grasp of Anti-Money Laundering Regulations
Understanding of the AML requirements for a wide range of client types such as individuals, trusts, charities, and corporate entities
Self-motivated team player...
CA Financial Appointments
Cape Town, Western Cape
more than 2 months ago
...ensure accuracy.
~Branch projects owners
~Checking of all share transfers for accuracy
~Checking of all static information changes
~AML specialist – Responsible for end to end account opening process.
~Checking daily deals and release notes
~Branch debit list...
...receipts, consulting services Acquiring international trade payment supporting documents customs and clearing documents Understanding AML with regards to transactions Providing client statements and balances Client transaction history and allowance balances Branch client...
...relationships and assist with all relevant client checks.
Review Trade Finance client information in respect of Anti-Money Laundering (AML), Know Your Customer (KYC) and Counter-Terrorism Finance (CTF) requirements.
You Must Have :
~1+ years of experience in...
...reconciliations and assist in resolving differences identified. Escalate potential issues to the FinOps Team Leader Responsible for completing AML reviews received from fund managers/Manco. Tax reporting review PAYE reconciliations and ensure successful submission of tax files to...
...in research and proficiency in research tools (e.g. search engines).
Desired Qualifications
Knowledge of Anti Money Laundering (AML) and Know Your Costumer (KYC)is an advantage.
Previous work experience related to Sanctions (OFAC, UN, EU) and/or risk topics (...
LSEG
Cape Town, Western Cape
21 days ago
...writing and reading of English (Essential)
~ Knowledge of money transfer procedures
~ Knowledge of KYC regulations
~ Knowledge of AML and Fraud
~ Knowledge of KYC rules and processes
Additional Skills:
Computer skills
Typing skills
Telephone skills...
...IMS Model Portfolio offering; the associated processes, business rules and legislation
~ An in-depth knowledge around IMS Global Select offering including GAPU and GIB products, associated processes, business rules and legislation incl. Guernsey AML requirements...
...procedures
~ Knowledge of online banking
~ Knowledge of Systems
~ Knowledge Of the required service offering
~ Knowledge of AML practices
Additional Skills:
Proficient with MS Office, particularly Excel
Attention to detail.
Organisational & administrative...
Mukuru
Cape Town, Western Cape
a month ago
...maintain relationships with internal stakeholders (i.e. the division’s 1st line as well as 2nd line divisional functions such as risk, AML and legal and 3rd line being audit) by establishing effective partnerships to identify and manage compliance risks
Develop and...
Nedbank
Cape Town, Western Cape
21 days ago
...Excel formulae
~ Knowledge of accounting principles
~ Knowledge of Mukuru products and Mukuru system (Advantageous)
~ Knowledge of AML practices
~ Knowledge of regulatory reporting
Additional Skills:
Computer skills
Verbal and Written communication...
...Essential)
~ Knowledge of money transfer procedures
~ Knowledge of online banking
~ Knowledge of Mukuru products
~ Knowledge of AML practices
Additional Skills:
Computer skills
Typing skills
Telephone skills
Verbal and Written communication skills...
...standards, compliance requirements, and approved scripts and scorecards. This role also involves close collaboration with the Compliance and AML teams to meet and exceed customer expectations through effective quality management.
The specialist reports directly to the...
...documentation, cadence and SLA outlines. They are responsible for escalating and communicating all true watchlist hits to the forensic and AML team.
Internal Liaison takes place with the with Customer Support Department and Compliance teams. External liaison takes place...
...Specialist! In this high-stakes role, you'll be on the front lines of vigilance, conducting thorough monitoring and quality reviews of AML processes and controls performed across every corner of the first-line business areas and within the AML department.
As an Anti-...
Capitec Bank
Stellenbosch, Western Cape
28 days ago
...skills
Positive attitude and team player
Desired:
Financial Services Legislation: Knowledge of regulatory requirements, e.g. FICA, AML, and POPI and financial services industry environment.
Benefits
Mostly work from home, with occasional meetings and training in...